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ASIC bans ex bank adviser

ASIC has banned a former authorised representative of a major bank from financial services for eight years, after an investigation found she falsified a number of documents.

ASIC bans ex bank adviser
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ASIC bans ex bank adviser

In a statement, the regulator said ex ANZ adviser Lisa Lee had allegedly falsely witnessed binding nomination of beneficiary forms for 17 clients, backdated documents, and falsified a client’s signature on documents.

Read more at the ifa.

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