ASIC to crack down on market-sensitive leaks
An investigation by the corporate regulator into the way financial intermediaries handle confidential information has uncovered “serious misconduct”, says ASIC chairman Greg Medcraft.
Speaking at the 2016 Stockbrokers Conference in Melbourne yesterday, Mr Medcraft said ASIC established the taskforce in 2015 to review the way financial intermediaries manage confidential information and conflicts of interest.
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