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ASIC cracking down on licensing compliance

Licensed accountants have been warned that ASIC is closely analysing whether the statement of advice templates and other legal documents they use are suitable for the types of advice services they provide.

ASIC cracking down on licensing compliance
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  • Shared by AccountantsDaily
  • July 06, 2017
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Sophie Grace manager of licensing and compliance Alicia Pevely says while accountants who are authorised representatives are generally provided with statement of advice templates and other legal documents by their dealer group, many accountants are not reading through them to ensure they are suitable.

Read the full article on Accountants Daily.

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