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ASIC enforcement on the rise

The establishment of the ASIC Office of Enforcement has seen investigations and disqualifications rise as the commission continues its new enforcement approach.

  • Shared by the ifa
  • August 20, 2019
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The ASIC enforcement update for January to June 2019 revealed that the commission has increased investigations by 20 per cent and increased investigations into wealth management groups by 216 per cent.

Read more at the ifa

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