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ASIC letters inbound for unregistered licensees

SMSF practitioners holding an AFS licence, including a limited licence, have been urged to register with the Financial Advisers Register or risk suspension from ASIC.

ASIC letters inbound for unregistered licensees
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  • Shared by SMSF Adviser
  • November 24, 2017
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Speaking at a SuperCentral seminar, ASIC senior manager, financial advisers, Ella Cebon, said the corporate regulator will start sending out letters in 2018 to licensees who have yet to appoint anyone to the register, to remind them of their obligations.

Read the full article on SMSF Adviser.

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