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ASIC urges advisers to flag FASEA concerns

Advisers have been urged by the corporate regulator to raise concerns with their licensees around how their systems and controls may hinder their ability to comply with FASEA’s incoming code of ethics.

ASIC urges advisers to flag FASEA concerns
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  • Shared by the ifa
  • November 28, 2019
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In releasing its approach to ensure adviser compliance with the code, ASIC said it expects licensees to take reasonable steps to ensure that their advisers comply with the code. 

Read more at the ifa

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