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FASEA code breach complaints non-existent

Despite the FASEA code of ethics having come into force over a year ago, no client complaints relating solely to code breaches have yet been successful, the financial services ombudsman has said.

FASEA code breach complaints non-existent
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  • Shared by ifa
  • March 03, 2021
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Presenting at AIA's Adviser Summit on Tuesday, AFCA ombudsman Shail Singh said the ombudsman had heard just six complaints relating to a breach of the code of ethics as at 31 August 2020.

Read more at ifa.

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