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Regulator releases reference checking protocol for advisers

Developed around the financial services royal commission’s recommendations, the ASIC protocol aims to improve reference checking in the financial advice sector.

Regulator releases reference checking protocol for advisers
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  • Shared by Independent Financial Adviser
  • July 22, 2021
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Along with the protocol, ASIC has also released guidance documents to assist AFS and credit licensees comply with the new reference checking requirements.

Read more at Independent Financial Adviser.

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